We help long-term investors to build a diversified investment portfolio
TransGlobal Advisory is a Limited Liability Company formed in 2013 in the State of California, as a branch company of TransGlobal Holding Company. TransGlobal Advisory LLC was approved as an investment advisory firm since 2014. TransGlobal Advisory, LLC has been registered in the state of California, Washington, New York, New Jersey, Texas, Michigan, Massachusetts, Maryland, North Carolina, Illinois, Louisiana, Nevada, Wyoming and Pennsylvania.
TransGlobal Advisory provides ongoing highly personalized wealth management services of portfolio management, financial planning, and family office based on clients’ unique financial needs, goals, objectives, time horizon, and risk tolerance.
OUR BIG THREE
Investment Management
Custom investment portfolios based on
your goals and objectives
Wealth Management
Our broad range of financial services offer you a 'one-stop shop' wealth management experience
Family Office
Our Team of experience can help you with your customized wealth plan
WHAT MAKES US DIFFERENT
Alignment with Clients One-Stop Shop Expertise and Professionalism
"TransGlobal Advisory serves the individual needs of its clients by guiding them through any stage of life, focusing on risk management for asset growth and wealth preservation. Out team of experts, including CFP® professionals and CFA® charterholders have a combined total over 50 years of professional portfolio management experiences."
Herman Chen
CFO of TransGlobal Advisory
WE OFFER COMPREHENSIVE INVESTMENT OPTIONS FOR INVESTORS
Investment Planning
Financial Planning
Family Office Services
Cash Management Services
Estate Planning
Portfolio Management Services Fees
| Total Assets Under Management | Annual Fee |
| $100,000 – $499,999 | 1.75% |
| $500,000 – $999,999 | 1.50% |
| $1,000,000 – $9,999,999 | 1.25% |
| ≥ $10,000,000 | 1.00% |
Fixed Fee Plus Performance Fee*
| Condition | Annual Fee |
| Fixed Annual Fee | 1& of Assets Under Management |
| Performance Based Fee | 20% of Profit which exceeds and annualized return of 6% (the "Hurdle Rate") |
Financial Planning Fees
| Financial Planning | Frequency |
| Fixed | $5000 |
| Hourly | $200 |
Family Office Management Fees
| Services | Annual Fee for Total AUM |
| Family Office Service with portfolio management | 1.5% |
| Family Office Service with Monitoring | 0.75% |
| Family Office Service with TPS ETF Only | 0.75% |
Fixed Income Account Fee Schedule
| Total Assets Under Management | Annual Free |
| All Assets | 0.25% |
Wrap Fees
| Total Assets Under Management | Annual Free |
| $100,000 - $499,999 | 1.85% |
| $500,000 - $999,999 | 1.60% |
| $1,000,000 - $9,999,999 | 1.35% |
| >=$10,000,000 | 1.10% |
*Table of Fees for Massachusetts
Carefully read Item 4 and Item 5 of Form ADV Part 2A (“Brochure”), as these sections of the Brochure contain important details about TransGlobal Advisory LLC services and fees. Fees may be negotiable and may not apply to all clients. The fees below will only apply to you when you request the services listed
| Fees Charged by Investment Adviser | Fee Amount | Frequency Fee is Charged | Services |
| Assets Under Management Fee |
$100,000 – $499,999 → 1.75% $500,000 – $999,999 → 1.50% $1,000,000 – $9,999,999 → 1.25% ≥ $10,000,000 → 1.00% |
Quarterly in arrears | Portfolio management for individuals and/or small businesses |
| Family Office Management fee |
Portfolio management → 1.5% Monitoring → 0.75% |
Quarterly in arrears | Family Office for high net-worth individuals |
| Hourly Fee | $200 | Hourly in advance | financial planning services |
| Subscription Fee | $0 | n/a | n/a |
| Fixed Fee | $5000 | one time in advance | financial planning services |
| Commissions to the Adviser |
Varies based on product | Varies based on product | brokerage and insurance products sold by representatives |
| Performance-based Fee | 20% (plus 1% AUM fee) | Quarterly in arrears | Portfolio management for qualified clients |
| Cash Management Fees | 0.25% | Monthly in arrears | Assist clients in signing up for FICA and facilitating the fund transfers |
| Estate Planning Fees | Vary based on services requested by client | In addition to AUM fee or offered as one time service | General assistance such as review of plans and gathering info, etc. |
| Fees Charged by Third Parties |
Fee Amount | Frequency Fee is | Services |
| Third Party Money Manager |
$0 | n/a | n/a |
Additional fees and costs to discuss with your Adviser
| Additional Fees/Cost | Yes/No | Paid To |
| Brokerage Fees | No | n/a |
| Commissions | Yes | The custodian |
| Custodian Fees | Yes | The custodian |
| Mark-ups | No | n/a |
| Mutual Fund/ETF Fees and Expenses | Yes | Fund Manager |
Effective 3/24/2022
Our ultimate goal is to grow your wealth.
Through Accountability, Creativity, and Fiduciary Duty